[三季报]博实股份:2021年第三季度报告（英文版）
C:\Users\nxx\AppData\Local\Temp\WeChat Files\e8df18fde5d1207fd7776903b75fd23.jpg HARBIN BOSHI AUTOMATION CO., LTD. Interim Report for The Third Quarter 2021 The Company and whole members of the Board of Directors guarantee that the information disclosed is factual, accurate and complete, and there is no false record, misleading statement or material omission. Important content reminder: 1.The Board of Directors, the Board of Supervisors as well as all the directors, supervisors and senior managers of HARBIN BOSHI AUTOMATION CO., LTD. (hereinafter referred to as “the Company”) warrant the factuality, accuracy and completeness of this Report and there is no false record, misleading statement or material omission. And they will be severally and jointly liable for this Report. 2.The person in charge of the Company, the person in charge of accounting work of the Company, and the person in charge of accounting department of the Company warrant that the financial information in this Report is factual, accurate and complete. 3. Whether this Third Interim Report has been audited by auditing firm or not? □Yes √No I. Main financial data 1. Main accounting data and financial indicators Indicate by check mark if there is any retrospectively restated accounting data of previous years. □Yes √No Current period Increase/decrease in the period compared with the same period of the previous year Year-begin to period-end Increase/decrease from year-begin to period-end compared with the same period of the previous year Operating Revenue (Yuan) 545,964,086.79 28.64% 1,661,519,194.12 22.44% Net profit attributable to parent company’s shareholders (Yuan) 135,146,051.15 30.40% 421,833,630.05 27.83% Net profit after deducting non-recurring profit or loss attributable to shareholders of the parent company (Yuan) 133,870,923.50 30.96% 403,601,547.60 27.23% Net cash flow from operating activities (Yuan) —— —— 305,622,917.96 638.18% Basic earnings per share (Yuan/share) 0.1322 30.37% 0.4125 27.83% Diluted earnings per share (Yuan/share) 0.1322 30.37% 0.4125 27.83% Weighted average return on equity 4.97% 0.65% 15.54% 1.71% End of the current reporting period End of previous year Increase/decrease at the period-end compared with the end of the previous year Total assets (Yuan) 4,752,186,444.79 4,576,810,168.61 3.83% Total equity attributable to shareholders of the parent company (Yuan) 2,788,526,827.37 2,568,750,413.53 8.56% 2. Non-recurring gains and losses √ Applicable □Not applicable Unit:Yuan Item Amount for the period Amount from year-begin to period-end Note Profit or loss from disposal of non-current assets (including the write-off of accrued for impairment of assets) -1,700,000.65 -1,934,024.53 Governmental subsidy reckoned into current gains or losses (excluding the subsidy enjoyed in quota or ration according to the national policy regulations and certain standards, which are closely relevant to enterprise’s business) 1,345,974.56 7,102,505.62 Except for effectively hedging business related to normal business operations of the Company, profit or loss arising from the changes in the fair value of financial assets held for trading, financial liabilities held for trading, as well as investment income from the disposal of financial assets held for trading, financial liabilities held for trading, and investments in other debt obligations 4,367,720.58 18,257,755.42 Income from cash management Other non-operating income and expenses other than the above -2,320,043.12 -2,320,041.46 Less: Impact on income tax 215,733.58 2,243,850.00 Impact on minority shareholders’ equity (after tax) 202,790.14 630,262.60 Total 1,275,127.65 18,232,082.45 -- Other gain/loss items that qualified the definition of non-recurring profit (gains)/losses: □ Applicable √ Not applicable The Company does not have other gain/loss items that qualified the definition of non-recurring profit (gains)/losses. Explanation on those non-recurring gain/loss listed in the “Q&A Announcement No.1 on Information Disclosure for Companies Offering Their Securities to the Public --- Extraordinary Profit/loss” defined as recurring gain/loss. □ Applicable √ Not applicable The Company does not have the non-recurring gain/loss listed in the “Q&A Announcement No.1 on Information Disclosure for Companies Offering Their Securities to the Public --- Extraordinary Profit/loss” defined as recurring gain/loss. 3. Particulars about changes in items of main accounting data and financial index and explanations of reasons. √ Applicable □Not applicable Consolidated Balance Sheet items Sep 30,2021 Dec 31,2020 Change Reasons for the changes (RMB Yuan) (RMB Yuan) Cash and cash equivalent 555,117,415.02 114,882,208.58 383.21% Due to the increase in ending balance of bank savings. Financial assets held for trading 569,241,548.95 925,736,671.99 -38.51% Due to the decrease in the ending balance of financial assets holding for cash management. Advance payments 156,009,551.53 49,361,424.98 216.06% Mainly due to the increase of operating prepayments of goods. Contract assets 80,091,071.68 100.00% Product quality margin. Right-of-use assets 563,605.15 100.00% Recognized right-of-use asset based on The New Lease Accounting Standard. Advance from customers 191,475.98 64,999.97 194.58% The rent received in advance for the lease activity from the subsidiary. Employee benefits payable 21,119,473.59 52,359,540.74 -59.66% The year-end bonus of 2020 accrued at the end of the previous period, which was paid in Feb, 2021, and the balance decreased. Taxes payable 64,380,621.88 31,686,005.73 103.18% Due to the increase in income tax and turnover tax accrued at the end of this period. Other payables 1,084,485.01 1,618,618.55 -33.00% Due to the change in performance bond from suppliers. Non-current liabilities due within one year 22,168,048.60 14,364,107.49 54.33% Due to the transfer from long term bank loan due within one year. Long-term loans 15,000,000.00 -100.00% Due to the transfer from long term bank loan due within one year to current liabilities. Estimated liabilities 3,309,029.88 100.00% Provision for after-sales service charge. Consolidated Income Statement items from the beginning of the year to the end of the reporting period Jan 1 to Sep 30, 2021 Jan 1 to Sep 30, 2020 Change Reasons for the changes (RMB Yuan) (RMB Yuan) Cost of sales 1,005,251,556.44 761,730,250.73 31.97% The increase of operating revenue drives the increase of cost of sales, and the increase level of cost of sales is slightly higher than that of operating revenue. Selling expenses 59,626,869.86 42,902,560.37 38.98% Affected by the pandemic, the expenses of base period are low. Financial expenses -1,521,198.90 2,170,230.57 -170.09% Mainly due to the increase in interest received from the bank in the current period. Investment income (loss is stated with “-”) 24,903,387.39 19,091,512.26 30.44% The investment income on equity method from associates and joint ventures increased year-on-year. Gains from changes in fair value (loss is stated with “-”) -2,435,123.04 -1,695,494.03 -43.62% Mainly due to the impact on cash management activities. Credit impairment losses (loss is stated with “-”) 2,324,765.40 -13,832,495.68 -116.81% The provision for bad debts in the current period decreased. Gains from disposal of assets (loss is stated with “-”) -1,759,248.12 -287,063.70 -512.84% The loss caused by the disposal of fixed assets in the current period increased. Minority interests 21,774,070.89 56,771,058.77 -61.65% The net profit of the holding subsidiary decreased year on year, and the proportion of interests shared by the minority shareholders of the subsidiary decreased. Consolidated Cash Flow Statement items from the beginning of the year to the end of the reporting period Jan 1 to Sep 30, 2021 Jan 1 to Sep 30, 2020 Change Reasons for the changes (RMB Yuan) (RMB Yuan) Net cash flows from operating activities 305,622,917.96 41,402,369.91 638.18% The cash flows from same period of last year were affected by the pandemic, and that of the current period has returned to normal levels. Net cash flows from investing activities 361,772,969.79 131,970,701.12 174.13% Mainly due to the impact of cash management activities. Net cash flows from financing activities -223,281,375.29 -187,810,952.63 -18.89% Due to the increase of cash dividends distributed in the current period. II. Shareholders Information 1. Total number of common shareholders and preference shareholders with voting rights recovered and top ten common shareholders Unit: Share Total number of shareholders of common stocks at the end of the reporting period 23,649 Total preference shareholders with voting rights recovered at end of reporting period 0 Top 10 shareholders Name Nature Ownership Amount of shares held Amount of restricted shares held Pledged or frozen stocks Status Amount Unicom Kaixing Equity Investment Management (Zhuhai Hengqin) Limited - Lianchuang Weilai (Wuhan) Intelligent Manufacturing Industrial Investment Partnership (Limited Partnership) Others 17.11% 175,007,500 Deng Xijun Domestic natural person 9.31% 95,206,362 71,404,772 Zhang Yuchun Domestic natural person 8.09% 82,696,357 62,022,268 Pledged 4,770,000 Wang Chungang Domestic natural person 5.61% 57,394,047 43,045,535 Harbin Institute of Technology Asset Investment Management Co. Ltd Domestic state-owned corporate 5.00% 51,127,500 Cai Zhihong Domestic natural person 4.96% 50,677,029 Cai Hegao Domestic natural person 4.89% 50,000,000 50,000,000 Sealand Securities - SPDB - Guohai Securities Lvyuan No. 1058 Collective Asset Others 2.00% 20,450,000 Management Plan Tan Jianxun Domestic natural person 1.51% 15,432,533 Cheng Fang Domestic natural person 1.50% 15,310,338 Top 10 shareholders with unrestricted shares held Name Amount of unrestricted shares held Type of shares Type Amount Unicom Kaixing Equity Investment Management (Zhuhai Hengqin) Limited - Lianchuang Weilai (Wuhan) Intelligent Manufacturing Industrial Investment Partnership (Limited Partnership) 175,007,500 RMB ordinary shares 175,007,500 Harbin Institute of Technology Asset Investment Management Co. Ltd 51,127,500 RMB ordinary shares 51,127,500 Cai Zhihong 50,677,029 RMB ordinary shares 50,677,029 Deng Xijun 23,801,590 RMB ordinary shares 23,801,590 Zhang Yuchun 20,674,089 RMB ordinary shares 20,674,089 Sealand Securities - SPDB - Guohai Securities Lvyuan No. 1058 Collective Asset Management Plan 20,450,000 RMB ordinary shares 20,450,000 Tan Jianxun 15,432,533 RMB ordinary shares 15,432,533 Cheng Fang 15,310,338 RMB ordinary shares 15,310,338 Hong Kong Securities Clearing Company Ltd. (HKSCC) 14,913,690 RMB ordinary shares 14,913,690 Bank of China Co., Ltd.-China Merchant Ruiwen Hybrid Securities Investment Fund 14,463,320 RMB ordinary shares 14,463,320 Explanation on the above-mentioned shareholders’ affiliated relationship or concerted action Deng Xijun, Zhang Yuchun, Wang Chungang, and Cai Hegao keep concerted action through the Concerted Action Agreement and jointly control the Company at the end of the reporting period; Cai Zhihong is the son of Cai Hegao, he independently exercised shareholder rights based on his personal wishes, he has not signed concerted action agreement or reached a similar agreement or arrangement with Cai Hegao, nor has other concerted action plan, they are not persons acting in concert; Cheng Fang and Tan Jianxun are the sponsors of shareholders. Cheng Fang is the sister of Wang Chungang 's wife. In addition, the Company is not made aware whether there is any affiliated relationship between the above-mentioned shareholders or whether they are persons acting in concert as defined in Administrative Measures for the Acquisition of Listed Companies. Explanation on top 10 shareholders that are engaged in margin trading business Not applicable 2.The total number of preferred shareholders and the top 10 preferred shareholders' shareholdings of the Company □Applicable √Not applicable III. Other Significant Events □Applicable √Not applicable IV. Quarterly Financial Statements 1. Financial statements (1)Consolidated Balance Sheet Prepared by HARBIN BOSHI AUTOMATION CO., LTD. Unit: Yuan Item Sep 30 ,2021 Dec 31, 2020 Current assets: Cash and cash equivalent 555,117,415.02 114,882,208.58 Financial assets held for trading 569,241,548.95 925,736,671.99 Derivative financial assets Notes receivable 333,557,115.41 451,042,158.41 Accounts receivable 727,531,640.36 697,718,969.34 Financing receivable Advance payment 156,009,551.53 49,361,424.98 Other receivables 13,753,666.42 12,814,291.13 Thereof: Interest receivable Dividend receivable Inventories 1,519,656,775.69 1,510,919,027.41 Contract assets 80,091,071.68 Assets held for sale Non-current assets due within one year Other current assets 31,514,606.32 32,990,507.69 Total current assets 3,986,473,391.38 3,795,465,259.53 Non-current assets: Debt investments Other debt investments Long-term receivable Long-term equity investment 343,211,591.48 344,094,650.83 Investment in other equity instruments 42,056,000.00 35,000,000.00 Other non-current financial assets Investment real estate 6,864,280.48 7,159,198.06 Fixed assets 220,749,517.67 235,572,771.55 Construction in progress 4,692,261.79 4,099,390.68 Productive biological assets Oil and gas assets Right-of-use assets 563,605.15 Intangible assets 58,754,842.43 62,601,735.18 Development expenditure Goodwill 60,028,374.91 63,225,965.69 Long-term deferred expenses 6,416.02 Deferred income tax assets 28,792,579.50 29,584,781.07 Other non-current assets Total non-current assets 765,713,053.41 781,344,909.08 Total assets 4,752,186,444.79 4,576,810,168.61 Current liabilities: Short-term loans 22,130,000.00 20,000,000.00 Financial liabilities held for trading Derivative financial liabilities Notes payable Accounts payable 138,348,427.05 176,663,766.15 Advance from customers 191,475.98 64,999.97 Contract liabilities 1,387,004,910.43 1,414,586,745.15 Employee benefits payable 21,119,473.59 52,359,540.74 Taxes payable 64,380,621.88 31,686,005.73 Other payables 1,084,485.01 1,618,618.55 Thereof: Interest payable Dividend payable Liabilities held for sale Non-current liabilities due within one year 22,168,048.60 14,364,107.49 Other current liabilities 115,960,098.31 108,007,436.68 Total current liabilities 1,772,387,540.85 1,819,351,220.46 Non-current liabilities: Long-term loans 15,000,000.00 Bonds payable Thereof: Preferred stock Perpetual debt Lease liabilities 58,182.41 Long-term payables 6,000,000.00 6,168,966.21 Long-term employee benefits payable Estimated liabilities 3,309,029.88 Deferred income 9,393,531.30 12,464,554.00 Deferred income tax liability 10,493,268.50 8,298,154.76 Other non-current liabilities Total non-current liabilities 29,254,012.09 41,931,674.97 Total Liabilities 1,801,641,552.94 1,861,282,895.43 Shareholders' equity: Share capital 1,022,550,000.00 1,022,550,000.00 Other equity instruments Thereof: Preferred stock Perpetual debt Capital reserve 153,268,980.49 154,755,282.47 Minus: treasury shares Other comprehensive income 8,450,512.30 7,113,828.84 Special reserve 25,399,924.45 22,797,522.14 Surplus reserve 209,534,453.40 209,534,453.40 General risk reserve Retained earnings 1,369,322,956.73 1,151,999,326.68 Total equity attributable to shareholders of parent company 2,788,526,827.37 2,568,750,413.53 Minority shareholder equity 162,018,064.48 146,776,859.65 Total shareholders' equity 2,950,544,891.85 2,715,527,273.18 Total liabilities and shareholders' equity 4,752,186,444.79 4,576,810,168.61 Legal representative: Deng Xijun Director of Finance: Sun Zhiqiang Prepared by: Wang Peihua (2)Consolidated Income Statement (from the year-begin to the period-end) Unit: Yuan Item Current period Last period 1. Total revenue 1,661,519,194.12 1,357,054,385.31 Thereof : Operating revenue 1,661,519,194.12 1,357,054,385.31 2. Total cost 1,204,982,098.68 930,753,140.13 Thereof: Cost of sales 1,005,251,556.44 761,730,250.73 Taxes and surcharges 12,732,695.51 12,095,168.29 Selling expenses 59,626,869.86 42,902,560.37 General and administrative expenses 77,384,495.97 65,714,133.21 Research and development expenses 51,507,679.80 46,140,796.96 Financial expenses -1,521,198.90 2,170,230.57 Thereof : Interest expenses 1,143,467.93 1,479,835.06 Interest income 2,818,266.92 411,772.49 Add: Other income 43,804,215.60 35,225,573.66 Investment income (loss is stated with “-”) 24,903,387.39 19,091,512.26 Thereof: Investment income from associates and joint ventures 4,210,508.93 748,676.25 Gain from the derecognition of the financial assets measured at amortized cost Exchange income (Loss is listed with “-”) Gains from changes in fair value (loss is stated with “-”) -2,435,123.04 -1,695,494.03 Credit impairment losses (loss is stated with “-”) 2,324,765.40 -13,832,495.68 Asset impairment losses (loss is stated with “-”) -2,680,549.74 -2,608,501.13 Gains from disposal of assets (loss is stated with “-”) -1,759,248.12 -287,063.70 3. Operating profit (loss is stated with “-”) 520,694,542.93 462,194,776.56 Add: Non-operating income 1.66 37,944.09 Less: Non-operating expenses 2,494,819.53 2,571,048.93 4. Total profit (loss is stated with “-”) 518,199,725.06 459,661,671.72 Less: Income tax expenses 74,592,024.12 72,895,068.53 5. Net profit (loss is stated with “-”) 443,607,700.94 386,766,603.19 (1) Classified by continuity of operations Net profit from continuing operations(loss is stated with “-”) 443,607,700.94 386,766,603.19 Net profit from discontinued operations(loss is stated with “-”) (2) Classified by ownership of the equity Attributable to shareholders of the Parent Company 421,833,630.05 329,995,544.42 Minority interests 21,774,070.89 56,771,058.77 6. Other comprehensive income, net of tax -2,463,522.62 1,954,989.53 Other comprehensive income attributable to shareholders of the Parent Company, net of tax 1,336,683.46 997,044.67 (1) Other comprehensive income items which will not be reclassified subsequently to profit or loss 5,292,000.00 1) Changes arising from re-measurement of defined benefit plan 2) Other comprehensive income that will not be transferred subsequently to profit or loss under the equity method 3) Changes in the fair value of the investment in other equity instruments 5,292,000.00 4)Changes in the fair value of the Company’s own credit risk 5)Others (2) Other comprehensive income items which will be reclassified subsequently to profit or loss -3,955,316.54 997,044.67 1) Other comprehensive income that will be transferred subsequently to profit or loss under the equity method 2)Changes in the fair value of other debt investments 3)Amount of financial assets reclassified and included in other comprehensive income 4) Credit impairment reserves for other debt investment 5) Cash flow hedging reserve 6) Translation differences arising from translation of foreign currency financial statements -3,955,316.54 997,044.67 7)Others Other comprehensive income attributable to minority shareholders, net of tax -3,800,206.08 957,944.86 7. Total comprehensive income 441,144,178.32 388,721,592.72 Attributable to shareholders of the Parent Company 423,170,313.51 330,992,589.09 Minority interests 17,973,864.81 57,729,003.63 8. Earnings per share (1) Basic earnings per share 0.4125 0.3227 (2) Diluted earnings per share 0.4125 0.3227 Legal representative: Deng Xijun Director of Finance: Sun Zhiqiang Prepared by: Wang Peihua (3)Consolidated Cash Flow Statement (from the year-begin to the period-end) Unit: Yuan Item Current period Last period 1. Cash flows from operating activities Cash received from sales of goods or rendering of services 1,577,357,927.97 1,021,011,092.04 Refund of taxes and surcharges 45,559,498.71 33,624,891.22 Other cash receipts relating to operating activities 10,575,863.14 13,864,035.90 Sub-total of cash inflows from operating activities 1,633,493,289.82 1,068,500,019.16 Cash paid for goods and services 813,436,252.38 595,613,404.33 Cash paid to employees and paid on behalf of employees 288,936,672.13 210,656,785.77 Payments of taxes and surcharges 138,723,542.05 141,659,422.82 Other cash payments relating to operating activities 86,773,905.30 79,168,036.33 Sub-total of cash outflows from operating activities 1,327,870,371.86 1,027,097,649.25 Net cash flows from operating activities 305,622,917.96 41,402,369.91 2. Cash flows from investing activities Cash received from withdrawing investments 2,568,200,000.00 2,066,334,379.92 Cash received from investment income 20,692,878.46 18,905,109.04 Net cash received from disposal of fixed assets, intangible assets and other long term assets 1,135,231.14 333,333.51 Net cash received from disposal of subsidiaries and other operating units Other cash receipts relating to investing activities Sub-total of cash inflows from investing activities 2,590,028,109.60 2,085,572,822.47 Cash paid to acquire fixed assets, intangible assets and other long-term assets 13,088,120.24 22,952,388.18 Cash paid to acquire investments 2,214,140,000.00 1,930,140,000.00 Net increase of mortgaged loans Net cash paid to acquire subsidiaries and other operating units 1,027,019.57 Other cash payments relating to investing activities 509,733.17 Sub-total of cash outflows from investing activities 2,228,255,139.81 1,953,602,121.35 Net cash flows from investing activities 361,772,969.79 131,970,701.12 3. Cash flows from financing activities Cash received from capital contributions Thereof: Cash received by subsidiaries from minority shareholders’ capital contributions Cash received from borrowings 15,000,000.00 15,000,000.00 Other cash receipts from financing activities Sub-total of cash inflows from financing activities 15,000,000.00 15,000,000.00 Cash repayments of borrowings 25,310,647.81 16,307,495.49 Distribution of dividends or profits and payments for interest expenses 212,961,736.65 186,491,016.12 Thereof: Cash payments for dividends or profit to minority shareholders by subsidiaries 7,350,000.00 1,200,000.00 Other cash payments relating to financing activities 8,990.83 12,441.02 Sub-total of cash outflows from financing activities 238,281,375.29 202,810,952.63 Net cash flows from financing activities -223,281,375.29 -187,810,952.63 4. Effect of foreign exchange rate changes on cash and cash equivalents -3,076,526.80 991,249.86 5. Net increase in cash and cash equivalents 441,037,985.66 -13,446,631.74 Add: Cash and cash equivalents at the beginning of period 113,464,591.58 143,233,966.52 6. Cash and cash equivalents at the end of period 554,502,577.24 129,787,334.78 2. Auditor’s report Whether this Third Interim Report has been audited by auditing firm or not? □Yes √No The Third Interim Report has not been audited by auditing firm. Board of Directors HARBIN BOSHI AUTOMATION CO., LTD. October 30th, 2021 中财网
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