浙商汇金 : 浙商汇金转型升级灵活配置混合型证券投资基金招募说明书(更新)(2021年定期更新)
原标题:浙商汇金 : 浙商汇金转型升级灵活配置混合型证券投资基金招募说明书(更新)(2021年定期更新) ） 浙商汇金转型升级灵活配置混合型证券投资基金 招募说明书（更新） （2021年定期更新） 基金管理人：浙江浙商证券资产管理有限公司 基金托管人：平安银行股份有限公司 二零二一年十一月 1 ） 重要提示 .................................................................. ...................................................................... ....................................会 2015..6..23........可 [2015]1343 ...................................................................... ........................自 2016..2..3............ .................................................................. ...................................................................... ............................................................ .................................................................. ...................................................................... ...................................................................... .................................................... .................................................................. ...................................................................... ...................................................................... ...................................................................... ...................................................................... ...................................................................... ...................................................................... ...................................................................... ............ .................................................................... ...................................................................... ...................................................................... ...................................................................... ........................................................................ 2 ） ..........................................................50%.... .................................................................... ......50%........ ........................................................认 /...... ............................................ .................................................................. ....................................................为 2021..11..12.... ....................2021..9..30........................................ 3 ） 目录 一、绪言 ........................................................................................................................6 二、释义 ........................................................................................................................7 三、基金管理人 ..........................................................................................................12 四、基金托管人 ..........................................................................................................21 五、相关服务机构 ......................................................................................................24 六、基金的募集 ..........................................................................................................26 七、基金合同的生效 ..................................................................................................27 八、基金份额的申购、赎回 ......................................................................................28 九、基金的投资 ..........................................................................................................38 十、基金的业绩 ..........................................................................................................50 十一、基金的财产 ......................................................................................................52 十二、基金资产的估值 ..............................................................................................53 十三、基金的收益与分配 ..........................................................................................58 十四、基金的费用与税收 ..........................................................................................60 十五、基金的会计与审计 ..........................................................................................62 十六、基金的信息披露 ..............................................................................................63 十七、风险揭示 ..........................................................................................................70 十八、基金合同的变更、终止与基金财产的清算 ..................................................74 十九、基金合同的内容摘要 ......................................................................................76 二十、基金托管协议的内容摘要 ..............................................................................99 二十一、对基金投资人的服务 ................................................................................112 二十二、招募说明书存放及查阅方式 ....................................................................113 4 ） 二十三、其他应披露事项 ........................................................................................114 二十四、备查文件 ....................................................................................................116 5 ） 一、绪言 .................................................................. ...................................................................... ....................》 .................................................... ....》 ................................................................》 ...... ..................................................................》 ...... ........................................................称 .............. ........》 .............................................................. .............................................................. .................................................................. ...................................................................... ...................................................................... ............................................................ .................................................................. ...................................................................... ...................................................................... ...................................................................... ........................................................................ .................... 6 ） 二、释义 ..............................................................： 1..........................................................金 2..........................................司 3..................................司 4................................................................ ............................新 5................................................................ ...................................................................... ..................） 6.................................................................. ................................................充 7................................................................ ...................................................................... ..充 8................................................................ ..................》 9.................................................................. ....................................................................等 10..............指 2003年 10月 28.................................. ................， 2012年 12月 28.................................... ....................自 2013年 6月 1............经 2015年 4月 24...... ...................................................................... ........<....................>........................................ ..........................................订 11..........................会 2013年 3月 15..........年 6月 1...... .......................................................... 7 ） 12..............................会 2019年 7月 26..........年 9月 1.. ...................................................................... ..订 13..........................会 2014年 7月 7..........年 8月 8...... ................................................................订 14....................................会 2017年 8月 31..........年 10月 1.............................................................. ....................订 15....................................会 16....................................和 /........................ ..会 17................................................................ ......................................................人 18..............................................................人 19................................................................ ...................................................................... ............织 20................................................................ ...................................................................... ................者 21................................................................ ..........................................................称 22................................................................ 人 23.................................................................. ........................................................务 24................................................................ ...................................................................... .................................... 8 ） 25................................................................ ......点 26................................................................ ...................................................................... ..............................................................等 27................................................................ .................................................................... ....构 28................................................................ ..................................户 29................................................................ ...................................................................... ....................户 30.................................................................. ...................................................................... ..期 31................................................................ ..................................................期 32................................................................ ......过 3..月 33............................................限 34....................................................日 35..T............................................................ ....日 36..T+n......自 T....第 n..............含 T......n......数 37..........................................................日 38......................................................段 39...................................................................... ...................................................................... 9 ） ..................守 40................................................................ ..................为 41................................................................ ..................为 42................................................................ ....................................为 43................................................................ ...................................................................... ................................为 44................................................................ ......................作 45................................................................ ...................................................................... ............................................................式 46................................................................ .................................................................... ..............................................的 10% 47..............元 48................................................................ ..............................................在 10.................. ...................................................................... ...................................................................... ............等 49................................................................ ...................................................................... ...................................................................... ....................待 50................................................................ 10 ） ....................................................................约 51................................................................ ........................和 52................................................值 53..............................................................值 54................................................................ ....................程 55................................................................ ........................................................................ ......................................................介 56................................................................ 件 57................................................................ ............................ 11 ） 三、基金管理人 .................... .................................. ............................巷 25.. ................................路 201............楼 7.. .................. ..........2013年 4月 18.. ..............................................[2012]1431.. ......................................................[2014]857.. ..........95345 .............. ......................构 1............12........币 2.......... ........................ ..................司 100% ................况 1.............................................. ..1........ ..................................................................。 1994年 8..至 2000年 2................................； 2000年 3..至 2006年 6..................................................； 2006年 7 ........................................， 2009年 1.................. ....， 2014年 12月 6..至 2015年 4月 2................................ ...................................................................... ............................................ .................................................................... 12 ） ...................................................................... ...................................................................... ...................................................................... ...................................................................... ........ ......................。 1986年 7..至 1997年 7.................... ........； 1997年 10..至 2006年 6.................................... ....； 2006年 7...................................................... ...................................................................... ........ ....................。 1996年 6..至 2006年 6...................... ...................................................................... ............。 2006年 7.............................................. ...................................................................... .................... .................................................................. ...................................................................... ........................................................................ ...................................................................... .......................................... .................................................................. ...................................................................... ...................................................................... ...................................................................... ................................................................ .................................................................. ...................................................................... ...................................................................... .................................................................. 13 ） .................................................................. ...................................................................... ................................................................ ..2...... ......................。 1998..至 2000............................ ........； 2000..至 2002......................................； 2002.. 至 2010....................................； 2010.................... ...................................................................... .................. ..3.............. .............................................................. .................................................................. ...... ......................................。 2002年 7..至 2006年 4.... ..........................； 2006年 4..至 2015年 9.................... ..............................； 2015年 10..至 2017年 7.............. ......................； 2017年 7.................................... ................自 2017年 11.......................................... ....， 2018年 7...................................................... ......。 2................ .................................................................. ................................年 ...................................... ..........................................自 2017年 12月 27.......... ................................................自 2018年 4月 19...... ......................................................（ LOF....自 2018 年 4月 19..........................................自 2019年 8月 5.... ........................动 50......................................自 2019年 7月 31............................动 50...................... 14 ） ................自 2021年 8月 16...................................... .............................................. ..................： 2016年 2月 3..至 2016年 4月 27.............. ......................年 ..月 ......至 ........年 ..月 ............................ ....。 3................................................................ .......................................................... .................................................................. .................................................... .................................................................... ......................................................。 4................................ ...................... ..............................................： 1................................................................ ..............................； 2..................； 3........................................................； 4................................................................ ......； 5........................................； 6..................................； 7....................................................； 8..............................................； 9........................； 10..........................................................； 11................................................................ ..........； 12............................ 15 ） ....................诺 1................................................................ ..............................； 2................................................................ ................................； 3................................................................ .............................................................. ..1.................. ..2.......................... ..3...................................................... ..4...................................... ..5................................................ ..6...................... ..7.............................................................. .................................. ..8............................................................ ..9.............................................................. ..10......................................。 4.................................. .................................................................. ...................................................................... ....................。 5.............. ..1.............................................................. .................. ..2.............................................................. .......... ..3.............................................................. .................................... 16 ） ..4.............................................................. ................................................................ ............................度 1................ ..1............ .................................................................. ............................ ..2............ .................................................................. ............ ..3............ .................................................................... ........................ ..4............则 ..............................................。 ..5.............. .................................................................. ............................。 2.................... .................................................................. ...................................................................... .... .................................................................... ...................................................................... ........ .................................................................. ...................................................................... ...................................................................... .......................................... 17 ） .................................................................. ...................................................................... ...................................................................... ...................................................................... ..........。 3.................. .................................................................. .... .................................................................. ........................................................................ ................ .................................................................. ...................................................................... .................................. .................................................................... ..............................。 4.......................... .................................................................. ........ ..1.......... ................................................................ ........................................................................ ................................................ .................................................................. ........................................................................ ...................................................................... ............................................................ ..2.......... .................................................................. 18 ） ...................................................................... ...................................................................... ...................................................................... ........................................................................ .......................... ..3.......... .................................................................. .................................................. .............. .................................................................. ...................................................................... ...................................................................... .................. .................................................................. ...................................................................... .................................................... .................................................................... ...................................................................... ........................................................ .................................................................. ...... .......... .................................................................. ...................................................................... ...................................................................... .............................................. .......... .................................................................. ...................................................................... 19 ） ...................................................................... .... .................................................................. ...................................................................... ........................................................................ ..4.......... .................................................................. .................. .................................................................. ...................................................................... .............................. .................................................................. .................................................................. ..5.......... .................................................................. .................................... .................................................................. ........................ .................................................................. ...................................................................... ..........................................。 5............................ .................................................................. ................................................ 20 ） 四、基金托管人 .................... .......................... ..............................路 5047.. ................................路 5023............心 B座 26.. .................. ..........1987年 12月 22.. ...................... ..........19,405,918,198.. .................. ..........................................[2008]1037.. .............. ..........(0755)22197701 1.................. .................................................................. ................................码 000001.............................. ........于 2012年 6..........................年 7.................... ......................................................行 58%.......... ......................至 2020..............有 100..................） , 共 1,103..........。 2020......................入 1535.42............长 11.3%........润 289.28............长 2.6%..........额 44,685.14................长 13.4%.... ..............额 26,731.18................长 9.7%....................额 26,662.97................长 14.8%.... ................ .................................................................. ...................................................................... 21 ） ................年 ..月 .................................................... .............. .................................................................. ..................................................................心 .. ....................为 ................................................ ...................................................................... ................................ ........................ ........年 ..月 .......................................................... ..至 ............................................................计 .......... ................管 ...................................................... .......................................................................... ...................................... ................ .................................................................. ...................................................................... ...................................................................... ...................................................................... .................................................... .................... .................................................................. ...................................................................... .............................................................. ...................... .................................................................. ...................................................................... ...................................................................... ........................................................................ ...................................................................... 22 ） ........................................................................ .................... ........................................................ ............ .................................................................. ...................................................................... ...................................................................... ...................................................................... ...................................................................... ................................................................ ............ .................................................................. ...................................................................... ...................................................... .................................................................. .................................... .................................................................. ...................................................................... .......... .................................................................. ........................................ 23 ） 五、相关服务机构 ....................构 ..........构 ........................................台 ......................巷 ....号 ................................路 ..................楼 ..楼 ................龙 ............洁 ....................................6 ................................1 ......................................n ..................5 ................................................台 ................................路 ..................楼 ..楼 ............洁 ....................................6 ................................1 ............................................................................/ 2.............. .................................................................. ......。 3................................................................ .................... .............. .................................. ............................巷 25.. .................. 24 ） .................................. .................................. .............. ................................ ........................ ......................路 ..............场 ..座 ...... ..........................路 ..............场 ..座 ............ .............. .................................. .................................. .............. ...................... ................................ .......................................... ......................路 ............心 ...... ..........................路 ............心 ...... ...................... ................................ .............. ........................ 25 ） 六、基金的募集 ........................ .......................................................................... ................................会 2015年 6月 23..........[2015]1343.. ...................................................................... ...... ................ .................. .................... ............ .................. ...... .................. ............为 2015年 12月 22....至 2016年 1月 29................ ........................................................币 1.00........ ..........集 242,073,014.91........................................为 2,507 .... 26 ） 七、基金合同的生效 .................... .................................................................... ...................................................................... ....................于 2016年 2月 3.................................... .................................................................... ................................................ ......................续 20................................满 200.. ..................于 5000................................................ ..续 60................................................................ ...................................................................... .................... .............................. 27 ） 八、基金份额的申购、赎回 .................... .................................................................. ...................................................................... ...................................................................... ...................................................................... ................ .................................................................. ................................................................ ............................间 1.................. .................................................................. ...................................................................... ........................................................ .................................................................. ...................................................................... ...................................................................... ..。 2................................ ........于 2016年 3月 30.......................................... .......................................... .................................................................. .................................................................. .................................................................. ...................................................................... ...................................................................... ............................ ...................... 28 ） 1.................................................................. ................； 2..............................................................； 3........................................................； 4.................................................................. ......； 5.................................................................. ...................................................................... ...... .................................................................. ...................................................................... ....................序 1...................... .................................................................. ................。 2...................... .................................................................. ...................................................................... .................. .................................................................... ..................................在 T..7.............................. ...................................................................... ...................................................................... ...................................................................... ..................................................................。 3...................... .................................................................. ..........（ T..................................在 T+1.................. ..........。 T..........................在 T+2........................ 29 ） ...................................................................... .................... .................................................................. ........................................................................ .................................................................. ...................................................................... ...................................................................... ........................ ........................制 1.................................................................. ........币 1,000............................................币 1,000...... ........................................................................ ............................................................额 1,000.... ..................................................................。 2....................................................于 100........ ...................................................................... ............足 100............................................。 3.................................................................. ..................................................的 50%.............. ........................................过 50%........。 4.................................................................. ...................................................................... ...................................................................... ...................................................................... ............................。 5.................................................................. ...................................................................... .................................. ........................ 30 ） 1.......... .................................................................. .................................................. ............（ M........率 M<50万 1.5% 50..≤M<200万 1.0% 200..≤M<500万 0.5% M≥500....笔 1000.. .................................................................. ..............................。 2.......... .................................................................. ................限 Y............率 Y..7......日 1.5% 7........≤Y..30......日 0.75% 30........≤Y..1年 0.5% 1..≤Y..2年 0.25% Y≥2年 0 ......1..为 365........， 2..为 730.................... ......................................................于 ............ ....................................................于 ..........于 ...... ..........................其 75%............................于 ........ ..于 ................................其 50%..........................于 .. ..............................其 25...................................... ....................................................................。 3..................................................................（未完）  |