力芯微(688601):2023年环境、社会及公司治理（ESG）报告（英文版）

时间：2024年09月21日 00:31:51 中财网

原标题:力芯微:2023年环境、社会及公司治理（ESG）报告（英文版）

About This Report

About ETEK ETEK, located in Wuxi High-tech Industrial Development Zone, is a high-tech enterprise specializing in the design and sales of reliable, high-performance power management chips. With a registered capital of RMB134 million, the Company is an integrated circuit (“IC”) design enterprise encouraged by the Chinese government. We’re listed on the SSE STAR Market, showing our leading position and powerful strength in the industry. By providing customers with high-quality products and services, ETEK is committed to becoming a global leading analog chip supplier. With over 20 years of efforts in the market of power management chips, ETEK has built a product system with rich categories and excellent quality based on our profound technologies and continuous innovation. We’ve grown into one of the major power-management chip suppliers in China, and our brand influence is recognized by customers at home and abroad. The Company has been a supplier to Samsung Electronics since 2010, and through that relationship we’ve accrued vast experience in the development of global business. We’re one of a handful of power management chip-design companies in China with a customer base encompassing domestic and global consumer-electronics companies. Established in May 2002

range of products, covering main regulator chips, over voltage protec ment, display drivers, etc. They’r es, TWS earphones, smart wristba he IoT (Internet of Things), forming core and wide-ranging market prese	t

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Development History
Start-up period Cultivation period Growth period New journeyMarch
The Company
completed
ISO 26262
September Certification
for Functional
The Company’s
Safety of
“New Seismic
Road Vehicles
Wave Petroleum
Exploration
May
Digital Detonator
The Company
and Networking
July
passed the
Equipment
intellectual
Chip” project The Company
property
was awarded
September won the Silver
May
management
September
Award in the the title of
The Company’s The
system
Specialized,
New Technology
The Company
“New Generation
Company
certification
and Product Refined,
obtained ISO
Digital Electronic celebrated
Achievement Featured and
9000 Quality
Detonator Circuit
its 20th
Innovative
Management Evaluation
and Network
anniversary
May
at the World “Little Giant”
System
Programming
June
Company
Internet of Things
Certificate The Company
Blasting
August
Exposition The Company
was recognized
Equipment”
successfully
The Company as an “Enterprise
project won a
listed on
obtained the Design Center”
January
silver award in the
December the STAR
December
qualification by Wuxi Science
December
New Technology 2023
The Company
May
Market on
recognition and Technology
The Company
and Product Minmin YUAN,
passed the quality/
After a share-
the Shanghai
of “Integrated Bureau
Wuxi ETEK was awarded
Achievement the Company’s
environmental
holding reform,
Stock
Circuit Design
Microelectronics the title of “High-
Evaluation at the Chairman, was
management system July
ETEK became a
Exchange
Enterprise” by
Co., Ltd. was tech Enterprise”

World Internet of awarded the title
certification after the
corporation with
Minmin YUAN,
the Ministry of
established
2022
Things Exposition of “Outstanding
ISO 9001/2008 and November
a share capital
February
the Company’s
Industry and
Entrepreneur
ISO 14001/2004
of RMB48
Chairman, was
October The Company
Information The Company
in Science and
version changes
million
obtained awarded the
obtained the
Technology
The Company
Technology
the “Safety title of “Jiangsu
certificate
was recognized
Innovation” by
Production Province
as the “Digital
of “Top 10
Wuxi City
May
Power Amplifier
Standardization Science and
Integrated
2021
Integrated Circuit
Technology
Certificate”
Circuit Design The Company
Engineering
issued by the Entrepreneur”

Enterprises in passed the QPA and
Technology
Wuxi Municipal
Wuxi City” QSA ECO audits of
Research Center”
Administration of
Samsung Electronics
by the Jiangsu
2002
Work Safety
in South Korea
Provincial
2003
Department of
2019
Science and
2005
Technology and
the Department
of Finance of
2006 2018
Jiangsu Province
2017
2008
2009 2013
2010
Corporate Culture ETEK always adheres to the business philosophy of “Quality First, Customer-oriented, and Quick Response”, which is integrated into every operational process of the Company. Quality First Customer-oriented Quick Response We are deeply aware that quality is the cornerstone for enterprises to consolidate and expand their markets, and this core concept is not only reflected in the final inspection Quality is the cornerstone for We strive to create We response quickly enterprises to consolidate customer value. to needs and provide process, but also runs through every detail of fine design and excellent manufacturing and expand their markets. products and services. process. We are always committed to continuously improving quality. We bear in mind the concept of “quality does not rely on inspection but design and manufacturing”, to ensure Achievements and Honors
Key indicators for 2023

Category

2023

Unit

Independent directors of the Board of Directors

Person

Number of resolutions and reports reviewed at the General Meeting of Shareholders

Item

Number of proposals and reports reviewed at the meeting of the Board of Directors

Item

Number of investor research receptions

Time

Major rule or law violations

Case

Achievements and Honors Honors of the CompanyService for Conformity certification
Assessment (CNAS)
Specialized, Refined, Featured and Innovative “Little Giant” Key Integrated Circuit Design Enterprise encouraged by the
Company Chinese government

Organizer Organizing Committee of the World Internet of Things Exposition Jiangsu Semiconductor Industry Association Jiangsu Provincial People’s Government Caijing Magazine Wuxi Social Credit System Construction Office Wuxi Science and Technology Bureau, Wuxi Finance Bureau Wuxi Service Trade Association Wuxi High-tech Industry Association Wuxi High-tech Zone Management Committee of Wuxi High-tech Zone, Xinwu District Government in Wuxi Management Committee of Wuxi High-tech Zone

Honors and Awards Silver Award for New Technologies and Products at the World Internet of Things Exposition Vice Presidential Unit of Jiangsu Semiconductor Industry Association Third Prize for Scientific and Technological Progress in Jiangsu Province The Most Valuable Investment Enterprise on the STAR Market in 2022 Jiangsu Enterprise Credit Management Standardization Certificate Wuxi Quasi-unicorn Enterprise Wuxi Advanced Demonstration Enterprise in Service Trade Presidential Unit of Wuxi High-tech Industry Association The Best Talent Gathering Unit in Wuxi High-tech Zone Technological Innovation Contribution Award in Wuxi High- tech Zone IoT Potential Enterprise Award in Wuxi High-tech Zone

1.1 Corporate Governance
General Meeting of Shareholders：
With a focus on improving the core competitiveness of the enterprise, ETEK fully meets As the highest body of the Company, the General Meeting of Shareholders is regulatory requirements, comprehensively enhances its management capabilities and levels, responsible for reviewing and approving major matters of the Company, including and establishes and continuously improves the modern corporate governance structure, annual reports, profit distribution plans, and the election of members of the Board laying a solid foundation for continuously optimizing the quality of enterprise development.of Directors and Board of Supervisors.
Board of Directors：
Governance structure The Board of Directors is the decision-making body of the Company, responsible
for implementing the resolutions of the General Meeting of Shareholders, formulating the Company’s development strategies and business plans, and In strict accordance with the requirements of relevant laws and regulations such as the supervising the Company’s operation and management activities. The Board of Company Law of the People’s Republic of China, Securities Law of the People’s Republic Directors has four special committees: Strategy Committee, Audit Committee, of China, Code of Corporate Governance for Listed Companies, and Rules Governing the Nomination Committee, and Remuneration and Appraisal Committee, to support Listing of Stocks on Shanghai Stock Exchange, ETEK continuously improves the governance the Board of Directors in fulfilling its responsibilities.
structure, regulates the Company’s operations, and enhances the level of corporate governance.
Board of Supervisors:
General Meeting of
The Board of Supervisors is the supervisory body of the Company, responsible Strategy

and Appraisal
of the Company, implementing the strategies and plans formulated by the General Manager
Committee
Board of Directors, and ensuring the efficiency and stability of the Company’s As at the end of the Reporting Period, the Board of Directors had a total of nine directors, including three independent directors and two female directors. The members of the Board





	Gender Male	Number of directors 7





	Female	2

Position Non-independent director	Number of directors 6





Independent director	3





Aged over 50	5

Strict information disclosure Investor relations management Transparent information disclosure is an important part of establishing sound corporate ETEK attaches great importance to communication with investors, and establishes diversified governance and sustainable development, helping to protect investor interests, maintain and transparent communication channels for mutual trust, to enhance the Company’s image market stability, and establish trust relationships. and reputation. The Company has formulated the Management System for Investor Relations 1.2 Bottom Line for Stabilizing and Controlling Risks We have established a specialized risk management organization structure to enhance risk management: ETEK always adheres to the principle of governing the enterprise according to law, attaches Responsibility of Management representatives great importance to compliance risk management, and focuses on risk prevention and control ?Responsible for providing the necessary resources for risk management, including personnel from the source. Through compliance review and risk research, the Company ensures stable qualifications, necessary training, and information acquisition. operation. ?Responsible for determining acceptable risk standards and policies, and regularly reviewing and updating risk and opportunity management. Strengthening risk management Responsibility of risk and opportunity assessment groups ?Responsible for organizing and implementing risk and opportunity analysis and assessment. Faced with the complex and ever-changing market environment and internal operational ?Responsible for developing risk and opportunity response measures and implementing them. challenges, ETEK continuously optimizes its risk management system, enhances its risk ?Responsible for developing risk management plans. prevention and control capabilities, and formulates risk management implementation ?Responsible for organizing the implementation of risk response measures and verifying their procedures such as the Response and Control Procedures for Risks and Opportunities, effectiveness. Identification and Assessment Procedures for Environmental Factors, and Emergency Preparedness and Response Procedures. The Company continuously improves a series Responsibility of Quality Management Department of specific risk management measures such as risk identification, risk assessment, risk avoidance, and risk response. ?Responsible for establishing response and control procedures for risks and opportunities and maintaining them.Compliance and internal control management

ETEK ensures its operation in compliance through strict internal control. The Company Operation in compliance is an important guarantee for the stable operation of enterprises. continues to improve its internal control policy in accordance with relevant laws and ETEK continues to strengthen its control in compliance with laws and regulations, policy regulations and the requirements of the Company’s Articles of Association, standardize the response, financial management compliance, and other aspects to ensure the legitimacy and implementation of internal control policy, and strengthen the supervision of internal control compliance of the Company’s business activities. The heads of various departments and their policy, to overall enhance the level of internal control management.team members of ETEK are the first line of defense for compliance work, and internal audit continuously supervises and improves compliance work.
The Company has established a corporate governance structure consisting of the General Meeting of Shareholders, Board of Directors, Board of Supervisors and General Manager and has developed corresponding policies to clarify responsibilities and authorities in decision-a. Developing internal control policies
making, implementation and supervision, creating a reasonable division of responsibilities and a mechanism of checks and balances to facilitate their standardized operations.In accordance with the Company Law, Securities Law, Listing Rules of the STAR market of Shanghai Stock Exchange, Guidelines No. 1 of Shanghai Stock Exchange for Self-Regulation of Listed Companies - Standardized Operation, Articles of Association and other laws, regulations and relevant provisions, the Internal Control Policy has been The Company’s governance level supervises the Company’s accounting policies and formulated. Based on risk assessment results, strict, detailed provisions are made for the internal and external audit work and results through its own activities, with the control activities that require special attention.
support of the Audit Committee. It also oversees whether the policies and procedures designed to review the effectiveness of internal controls are reasonable and whether their implementation is effective.
b. Implementation and supervision of internal control
The Company establishes an internal control management organization structure, and The Company’s Management is responsible for corporate operations and the promotes the implementation and supervision of internal control, to ensure that internal formulation, implementation, and supervision of business strategies and procedures control is truly integrated into the actual operation and management of the Company.under the leadership and supervision of the Board of Directors. In accordance with the Company Law of the People's Republic of China, the Basic Standard for Enterprise Internal Control, and related policies and regulations, the Management has developed internal control-related systems that encompass procurement and payment, sales and c. Assessment of internal control

collection, work safety management, asset management, fund management, related-An accounting firm qualified for securities practices has verified and assessed the party transactions, and personnel management, tailored to the Company's actual rationality of the Company’s internal control policy and the effectiveness of internal conditions.
control operations, and issued an internal control audit report on ETEK in accordance with the Basic Standard for Enterprise Internal Control and relevant regulations, which has been announced in accordance with relevant regulations.

	We do not provide, authorize, give, or accept bribes or other improper benefits. We implement monitoring, record keeping, and enforcement procedures for anything that may have undue value to ensure compliance with relevant laws and regulations.
Information publication
Intellectual property rights Fair business, advertising, and competition Identity information protection and retaliation prohibition Responsible mineral procurement Privacy	We highly respect intellectual property rights, transfer technology and knowledge in a way that protects intellectual property rights, and safeguard the information of customers and suppliers.

	We maintain confidentiality, anonymity, and protective procedures for suppliers and employee whistleblowers.

	We protect the reasonable privacy requirements of stakeholders (including suppliers, customers, consumers, and employees) who have business dealings with ETEK. When collecting, storing, processing, transmitting, and sharing personal information, we strictly comply with relevant laws and regulatory requirements on privacy and information security.

Information security and protection The Company respects the privacy rights of all stakeholders and strives to protect their privacy and information security. In accordance with relevant laws and regulations such as the Personal Information Protection Law of the People’s Republic of China, the Cybersecurity Law of the People’s Republic of China, the Data Security Law of the People’s Republic of China, and the Regulations of the People’s Republic of China on the Safety Protection oComputer Information Systems, as well as the relevant information security management system, the Company has formulated the Information Security Management Rules, which clearly stipulates the procedures for obtaining, using, storing, and transmitting information, to fully implement the guarantee system for network information security and privacy protection. The Information Department is responsible for the information security management of ETEK. In response to information security risks, the Information Department promptly identifies and effectively responds to potential events of information security and privacy breaches, fully safeguarding the data and privacy security of customers, employees, suppliers, and other relevant parties. In addition, as a power management chip design company serving multiple well-known domestic and foreign consumer electronics enterprises, ETEK’s R&D and design information data are the Company’s core data assets. Therefore, we attach great importance 1.3 Sustainable Development Management The Management Establishing the ESG Work Group to coordinate various ESG management, Guided by the UN SDGs, ETEK explores the gradual integration of ESG concepts into all communication, and information disclosure work, and report the progress and aspects of routine operations and management, identifies core ESG topics and continuously achievements of ESG work to the Board of Directors. improves the ESG management system. Additionally, we promote ESG management in the Company, respond to the expectations of stakeholders, and gradually enhance our sustainable development management level.Material topics

Section	Category	ESG Topic	UN SDGs
Optimize Management to Promote High-quality Development	Governance	Corporate Governance
		ESG System Building
		Investor Relations and Information Disclosure
		Business Ethics and Anti- corruption
		Information Security and Protection
Self- independent Innovation to Promote Industry Development	Social	Product Quality Management
		Protection of Intellectual Property Rights
		R&D Innovation
		Supply Chain Management
		Customer Service Quality
		Industry Cooperation and University-Enterprise Cooperation
Low-carbon Development, Responding to Carbon Peaking and Carbon Neutrality Goals	Environmental	Water Resources Management
		Energy Saving and Emission Reduction

		Waste Management
Uphold a People- oriented Policy to Jointly Build a Better Society	Social	Employees’ Rights and Interests
		Talent Attraction and Retention
		Remuneration Management and Promotion

		Occupational Safety and Health




		Social Responsibility and Charity
		Boost Local Economy

2.1 Innovative R&D System Key and core technologies ETEK has been devoted to power management chips for over two decades. Throughout this journey, we have remained steadfast in our commitment to innovation, continuously introducing advanced quality management methods and technologies. Parallel to this, we have consistently invested in building our R&D system and cultivating a highly skilled and competent workforce, thereby establishing ourselves as an industry benchmark. Eetablished R&D team with Umwavermg focus on 20 years of experience power and signal IC In the realm of technology, we are dedicated to innovating and integrating market demands with cutting-edge technologies. Our focus lies in developing miniaturized and integrated Standardized/IT-based R&D Invention patents power management chips with less noise and higher efficiency, as well as building a versatile system design platform. Our technology system, built upon years of validation and refinement, has provided a solid foundation for our R&D team, enabling them to achieve an efficient and precise development process. Furthermore, our innovative incentive mechanism has catalyzed new product development and accelerated the commercialization of technological breakthroughs, which is instrumental in fueling the Company’s sustained growth and Continuous expansion of enhancing our competitive edge. Experienced customer industrial aud automotive service team with Comprehensive customers with leading big service system professional skills and customers as the service quick response standard Protector IC Striet quality control Improved quality Laboratory control procedures Four major Accreditation product Certificate ISO 26262 Road vehicles- Converter IC lines Signal chain IC Functional safety Certification ISO 9001/14001 certificationproduct （未完）